1
|
|
NAME OF REPORTING PERSON
Nokomis Capital, L.L.C.
|
||||
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐ (b) ☐
|
||||
3
|
|
SEC USE ONLY
|
||||
4
|
|
SOURCE OF FUNDS
AF/OO
|
||||
5
|
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
☐
|
||||
6
|
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
|
||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
|
7
|
|
SOLE VOTING POWER
0
|
||
|
8
|
|
SHARED VOTING POWER
12,853,747
|
|||
|
9
|
|
SOLE DISPOSITIVE POWER
0
|
|||
|
10
|
|
SHARED DISPOSITIVE POWER
12,853,747
|
|||
11
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
12,853,747
|
||||
12
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐
|
||||
13
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.9%
|
||||
14
|
|
TYPE OF REPORTING PERSON
IA, OO
|
1
|
|
NAME OF REPORTING PERSON
Brett Hendrickson
|
||||
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐ (b) ☐
|
||||
3
|
|
SEC USE ONLY
|
||||
4
|
|
SOURCE OF FUNDS
AF/OO
|
||||
5
|
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
☐
|
||||
6
|
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
|
||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
|
7
|
|
SOLE VOTING POWER
0
|
||
|
8
|
|
SHARED VOTING POWER
12,853,747
|
|||
|
9
|
|
SOLE DISPOSITIVE POWER
0
|
|||
|
10
|
|
SHARED DISPOSITIVE POWER
12,853,747
|
|||
11
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
12,853,747
|
||||
12
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐
|
||||
13
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.9%
|
||||
14
|
|
TYPE OF REPORTING PERSON
HC, IN
|
ITEM 3.
|
SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
|
ITEM 4.
|
PURPOSE OF TRANSACTION
|
ITEM 5.
|
INTEREST IN SECURITIES OF THE ISSUER
|
NOKOMIS CAPITAL, L.L.C.
|
|||
By:
|
|
/s/ Brett Hendrickson
|
|
|
Brett Hendrickson
|
||
|
Manager
|
||
/s/ Brett Hendrickson
|
|||
Brett Hendrickson
|
Nokomis Accounts
|
|
|||||||||||
Nature of Transaction
|
|
American Depositary Shares
Purchased/(Sold) |
|
|
Price Per
Share ($) |
|
|
Date of
Purchase / Sale |
|
|||
Sell
|
|
|
(1,576)
|
|
|
$
|
5.3173
|
|
|
|
06/02/2020
|
|
Sell
|
|
|
(8,044)
|
|
|
$
|
5.3953
|
|
|
|
06/03/2020
|
|
Sell
|
|
|
(1,380)
|
|
|
$
|
5.456
|
|
|
|
06/04/2020
|
|
Sell
|
|
|
(31,147)
|
|
|
$
|
6.4099
|
|
|
|
06/10/2020
|
|
Sell
|
|
|
(2,284)
|
|
|
$
|
6.138
|
|
|
|
06/11/2020
|
|
Sell
|
|
|
(3,136)
|
|
|
$
|
5.9199
|
|
|
|
06/15/2020
|
|
Sell
|
|
|
(1,335)
|
|
|
$
|
6.8955
|
|
|
|
06/24/2020
|
|
Sell
|
|
|
(20,777)
|
|
|
$
|
7.1176
|
|
|
|
07/15/2020
|
|
Sell
|
|
|
(16,755)
|
|
|
$
|
7.1094
|
|
|
|
07/16/2020
|
|
Sell
|
|
|
(1,602)
|
|
|
$
|
7.0738
|
|
|
|
07/17/2020
|
|
Sell
|
|
|
(20,012)
|
|
|
$
|
6.8706
|
|
|
|
07/20/2020
|
|
Sell
|
|
|
(9,534)
|
|
|
$
|
6.9631
|
|
|
|
07/21/2020
|
|
Sell
|
|
|
(14,046)
|
|
|
$
|
7.1287
|
|
|
|
07/22/2020
|
|
Sell
|
|
|
(8,847)
|
|
|
$
|
7.0996
|
|
|
|
07/23/2020
|
|
Sell
|
|
|
(8,825)
|
|
|
$
|
6.9591
|
|
|
|
07/24/2020
|
|
Sell
|
|
|
(6,427)
|
|
|
$
|
6.9439
|
|
|
|
07/27/2020
|
|